VP of Legal & Compliance

Dallas, TX

Full-Time

Legal & Compliance

The Role

We’re looking for an experienced, detailed, and out-of-the-box thinker to lead our Legal & Compliance team. The ideal candidate will have the knowledge and experience to dive into a fast-paced, solutions-oriented environment and provide an immediate impact to the business. The VP of Legal and Compliance will be experienced in consumer lending (mortgage and home equity) laws and regulations spanning originations, affiliated partnerships, and technology transactions. You will report directly to the CEO, be the primary point of contact with external counsel, and lead the development of the company’s Compliance Management System. You will help build scalable tools and processes to support Nada’s finance, banking, and investing platform.


You Will

You will develop and assume responsibility for the oversight of our consumer lending compliance and licensing program, including but not limited to:

  • Being the subject matter expert on consumer lending (mortgage and home equity options) regulations and owning the compliance of current and new products
  • Analyzing regulations and their applicability to our products and services, while proactively developing creative and compliant solutions
  • Taking the lead in interacting with state and federal regulators related to consumer lending (mortgage and home equity) governance and reporting requirements
  • Serving as the company representative with outside counsel related to SEC filings, consumer lending, consumer banking, and broader corporate matters, including venture capital raises
  • Developing and assuming responsibility for written supervisory procedures and policies
  • Reviewing and approving outside business activities and affiliated arrangements
  • Reviewing and approving advertising and filing with relevant regulations or supervising partners as needed
  • Monitoring regulatory changes to ensure ongoing compliance
  • Developing and administering compliance training
  • Preparing and submitting regulatory form filings

You Have

  • Juris Doctorate from a reputable law school
  • 5+ years of consumer finance (mortgage, home equity) regulatory compliance experience
  • A deep bench of experience in CFPB regulatory compliance and experience developing and leading a compliance management system for a consumer finance business
  • In-depth mortgage lending State and Federal regulatory knowledge and reporting requirements
  • A high degree of proficiency with Microsoft Suite and G-Suite
  • Strong project management skills
  • Excellent judgment and communication skills, with strong attention to detail
  • Action and results-oriented, with the ability to adapt quickly
  • Ability to prioritize and manage workloads to meet deadlines in a fast-paced environment
  • Growth minded, collaborative, and able to work on a variety of legal matters
  • Belief in Nada’s mission to democratize real estate wealth

Apply Now

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Who We Are.

Nada is an investment, finance, and banking platform that has redefined how everyone accesses real estate assets. Nada was founded on the belief that the financial system built around real estate assets was far too restrictive and unnecessarily complicated. We realized that the industry insiders and the wealthy had an unfair advantage. So, we set out to level the playing field by creating new financial products with transparency and simplicity built into every step.

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© 2023 Nada Holdings, Inc. and/or its affiliates. All rights reserved. Nada is a registered service mark of Nada Holdings, Inc.

Nada Holdings, Inc. ("Nada"), as a manager of Cityfunds I, LLC (“Cityfunds”) operates the www.nada.co website (the "Site") and the mobile-based app (the "App") and is not a broker-dealer or investment advisor. All securities (“Shares”) related activity is conducted through Dalmore Group LLC, a registered broker-dealer and member of FINRA/SIPC, located at 525 Green Place, Woodmere, NY 11598. You can review the brokercheck for Dalmore.

You should speak with your financial advisor, accountant and/or attorney when evaluating any offering. Neither Nada, Cityfunds, nor Dalmore makes any recommendations or provides advice about investments, and no communication, through this website or in any other medium, should be construed as a recommendation for any security offered on or off this investment platform. The Site may make forward-looking statements. You should not rely on these statements but should carefully evaluate the offering materials in assessing any investment opportunity, including the complete set of risk factors that are provided as part of the offering circular for your consideration.

Cityfunds is conducting public offerings pursuant to Regulation A, as amended, through the Site and App. The offering circular for Cityfunds is available. Past performance is no guarantee of future results. Investments such as those on the Nada platform are speculative and involve substantial risks to consider before investing, outlined in the respective offering materials and including, but not limited to, illiquidity, lack of diversification and complete loss of capital. Key risks include, but are not limited to, limited operating history, limited diversification, risk of asset damage or theft and lack of voting rights. Also, the adverse economic effects of the COVID-19 pandemic remain unknown and could materially impact this investment. An investment in an offering constitutes only an investment in a particular series and not in Cityfunds or the underlying asset(s). Investors should carefully review the risks located in the respective offering materials for a more comprehensive discussion of risk.

From time to time, Cityfunds will seek to qualify additional series offerings of securities under Regulation A. For offerings that have not yet been qualified, no money or other consideration is being solicited and, if sent in response, will not be accepted. No offer to buy securities of a particular offering can be accepted, and no part of the purchase price can be received until an offering statement filed with the Securities and Exchange Commission (the "SEC") relating to that series has been qualified by the SEC. Any such offer may be withdrawn or revoked, without obligation or commitment of any kind, at any time before notice of acceptance given after the date of qualification by the SEC. An indication of interest involves no obligation or commitment of any kind.

Investment overviews contained herein contain summaries of the purpose and the principal business terms of the investment opportunities. Such summaries are intended for informational purposes only and do not purport to be complete, and each is qualified in its entirety by reference to the more-detailed discussions contained in the respective offering circular filed with the SEC.

Cityfunds does not offer refunds after an investment has been made. Please review the relevant offering materials and subscription documentation for more information.

All Shares will be issued in electronic form only and will not be listed or quoted on any securities exchange. We expect that after a Series’ offering has concluded, the Public Private Execution Network Alternative Trading System, or PPEX ATS (the “Secondary Trading Platform”), which is registered with the SEC and operated by North Capital Private Securities Corporation (“North Capital”), will be a venue available for the resale of such Shares through Dalmore, as a broker-dealer member of the Secondary Trading Platform; provided, however, any such resale of Shares will be subject to federal and state securities laws and the restrictions in the Series’ Operating Agreement, and there can be no assurance that an active market for any Shares will develop on the Secondary Trading Platform, that the Secondary Trading Platform will be available to allow resales of Shares to residents of all states, or that the Secondary Trading Platform will be available at all. For these reasons, investors must be prepared to hold their Shares indefinitely.

Cityfunds I, LLC is a Delaware series limited liability company, formed to enable public investment in residential real estate properties in specific cities. A separate series of the Company will be formed to invest in the properties in each such city, either directly or through our “Homeshares” product, and each series intends to sell membership interests in the series to investors through a potential under Tier II of Regulation A of the Securities Act. As a Delaware series limited liability company, the debts, liabilities, obligations, and expenses incurred, contracted for or otherwise existing with respect to a particular series are segregated and enforceable only against the assets of such series, as provided under Delaware law.

Cityfunds I, LLC is managed by Cityfunds Manager, LLC, a joint venture between Nada Asset Management LLC, or Nada (the Managing Member), and Compound Asset Management LLC. Pursuant to the terms of the Company’s Limited Liability Company Agreement dated as of April 26, 2021, or the Operating Agreement, the Manager will provide certain management, advisory, and support services to the Company and to each series and its subsidiaries.Nada Holdings, Inc. (“Nada”) has a business relationship with Nada Loans, LLC, Nada Realty LLC, Nada Investments LLC, Nada Home Services, LLC, Nada Insured LLC, and Cityfunds Manager, LLC. (collectively, the “Affiliates”). Learn more about Affiliated Businesses.

Nada Holdings, Inc. (“Nada”) is a financial technology company and is not a bank. Banking services are provided by Nada's banking partners. The Nada Debit Card is issued by Nada's banking partners.

Nada Realty is a licensed Texas Real Estate LLC Brokerage TREC# 9007703. TREC: Information About Brokerage Services | Consumer Protection Notice.

Nada Loans is a licensed Mortgage Company NMLS# 1993600. NMLS Consumer Access.

‍HPI: The Home Price Index (“HPI”) value is defined as a measure of changes in single-family home prices over time and is provided by HouseCanary. The HPI values displayed are based on the HouseCanary HPI data for a specific Metropolitan Statistical Area (MSA). The HPI values have no association with any real estate investment offering(s) associated with Nada Holdings, Inc., Cityfunds I, LLC, and/or any affiliates.

DISCLAIMER: THE OFFERING MATERIALS MAY CONTAIN FORWARD-LOOKING STATEMENTS AND INFORMATION RELATING TO, AMONG OTHER THINGS, THE COMPANY, ITS BUSINESS PLAN AND STRATEGY, AND ITS INDUSTRY. THESE FORWARD-LOOKING STATEMENTS ARE BASED ON THE BELIEFS OF, ASSUMPTIONS MADE BY, AND INFORMATION CURRENTLY AVAILABLE TO THE COMPANY’S MANAGEMENT. WHEN USED IN THE OFFERING MATERIALS, THE WORDS “ESTIMATE,” “PROJECT,” “BELIEVE,” “ANTICIPATE,” “INTEND,” “EXPECT” AND SIMILAR EXPRESSIONS ARE INTENDED TO IDENTIFY FORWARD-LOOKING STATEMENTS. THESE STATEMENTS REFLECT MANAGEMENT’S CURRENT VIEWS WITH RESPECT TO FUTURE EVENTS AND ARE SUBJECT TO RISKS AND UNCERTAINTIES THAT COULD CAUSE THE COMPANY’S ACTUAL RESULTS TO DIFFER MATERIALLY FROM THOSE CONTAINED IN THE FORWARD-LOOKING STATEMENTS. INVESTORS ARE CAUTIONED NOT TO PLACE UNDUE RELIANCE ON THESE FORWARD-LOOKING STATEMENTS, WHICH SPEAK ONLY AS OF THE DATE ON WHICH THEY ARE MADE. THE COMPANY DOES NOT UNDERTAKE ANY OBLIGATION TO REVISE OR UPDATE THESE FORWARD-LOOKING STATEMENTS TO REFLECT EVENTS OR CIRCUMSTANCES AFTER SUCH DATE OR TO REFLECT THE OCCURRENCE OF UNANTICIPATED EVENTS. YOU SHOULD READ THE OFFERING CIRCULAR HERE